Paper 2020/718

Robust Channels: Handling Unreliable Networks in the Record Layers of QUIC and DTLS 1.3

Abstract

The common approach in secure communication channel protocols is to rely on ciphertexts arriving in-order and to close the connection upon any rogue ciphertext. Cryptographic security models for channels generally reflect such design. This is reasonable when running atop lower-level transport protocols like TCP ensuring in-order delivery, as for example is the case with TLS or SSH. However, protocols like QUIC or DTLS which run over a non-reliable transport such as UDP, do not---and in fact cannot---close the connection if packets are lost or arrive in a different order. Those protocols instead have to carefully catch effects arising naturally in unreliable networks, usually by using a sliding-window technique where ciphertexts can be decrypted correctly as long as they are not misplaced too far. In order to be able to capture QUIC and the newest DTLS version 1.3, we introduce a generalized notion of robustness of cryptographic channels. This property can capture unreliable network behavior and guarantees that adversarial tampering cannot hinder ciphertexts that can be decrypted correctly from being accepted. We show that robustness is orthogonal to the common notion of integrity for channels, but together with integrity and chosen-plaintext security it provides a robust analogue of chosen-ciphertext security of channels. In contrast to prior work, robustness allows us to study packet encryption in the record layer protocols of QUIC and of DTLS 1.3 and the novel sliding-window techniques both protocols employ. We show that both protocols achieve robust chosen-ciphertext security based on certain properties of their sliding-window techniques and the underlying AEAD schemes. Notably, the robustness needed in handling unreliable network messages requires both record layer protocols to tolerate repeated adversarial forgery attempts. This means we can only establish non-tight security bounds (in terms of AEAD integrity), a security degration that was missed in earlier protocol drafts. Our bounds led the responsible IETF working groups to introduce concrete forgery limits for both protocols and the IRTF CFRG to consider AEAD usage limits more broadly.

Note: Revised correctness definition for index-recovering predicates; updated DTLS 1.3 analysis to final RFC and to mode without replay protection